Authority · Germany
2 case files in the register record the involvement of BaFin. Every entry links to the published decision, statement or judgment that is the source of the record.
BaFin supervises German credit institutions, financial services providers and insurers, appoints special monitors, and refers market-abuse and accounting matters to the public prosecutors.
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| DE-2021-01 | BaFin closes Greensill Bank and files a criminal complaint over its balance sheet Greensill Bank AG (Bremen) | Germany | BaFin | 3 March 2021 | 16 March 2021 | Moratorium, then insolvency |
| DE-2021-02 | BaFin extends the special monitor appointed over Deutsche Bank's anti-money-laundering controls Deutsche Bank AG | Germany | BaFin | 21 September 2018 | 24 March 2022 | Special monitor extended |
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Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
Enhanced due diligence controls, names to screen, entities to watchlist.
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
Right of reply and corrections policy for this disclosure.