Authority · Italy
3 case files in the register record the involvement of CONSOB · Banca d'Italia. Every entry links to the published decision, statement or judgment that is the source of the record.
CONSOB supervises Italian securities markets and issuer disclosure; Banca d'Italia is the prudential supervisor. Criminal matters are prosecuted before the tribunals of Milan, Parma and Venice.
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| IT-2003-01 | Parmalat: accounting shortfall, bondholder losses and Italian convictions Parmalat S.p.A. | Italy | Public Prosecutor, Parma and Milan · CONSOB | 19 December 2003 | 9 December 2010 | Concluded — convictions confirmed |
| IT-2005-01 | Banca Antonveneta: the contested 2005 bid and the Italian proceedings that followed Banca Popolare Italiana · Banca Antonveneta | Italy | Banca d'Italia · CONSOB · Milan prosecutors | 1 July 2005 | 1 June 2011 | Concluded — convictions recorded |
| IT-2017-01 | Veneto banks: financed share placements and the 2017 wind-up Banca Popolare di Vicenza · Veneto Banca | Italy | Banca d'Italia · European Central Bank · CONSOB | 1 April 2015 | 25 June 2017 | Concluded — banks wound up |
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Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
Enhanced due diligence controls, names to screen, entities to watchlist.
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
Right of reply and corrections policy for this disclosure.