Authority · Austria
4 case files in the register record the involvement of FMA. Every entry links to the published decision, statement or judgment that is the source of the record.
The Austrian integrated supervisor for banking, securities, insurance and pensions, whose findings support criminal proceedings before the Vienna Regional Court.
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| AT-2008-01 | BAWAG: Caribbean speculative losses and the Vienna judgment BAWAG P.S.K. | Austria | Vienna Regional Court · FMA | 1 March 2006 | 4 July 2008 | Concluded — conviction upheld |
| AT-2009-01 | Hypo Alpe-Adria: emergency nationalisation and the Austrian proceedings Hypo Alpe-Adria-Bank International AG | Austria | FMA · Austrian criminal courts | 14 December 2009 | 1 March 2016 | Concluded — bank wound down |
| AT-2009-02 | Meinl European Land: certificate buy-backs and the Vienna investigation Meinl Bank AG · Meinl European Land | Austria | Vienna public prosecutor · FMA | 1 August 2007 | 1 November 2021 | Investigation closed against principal |
| AT-2009-03 | Bank Medici: Madoff feeder-fund exposure and the London civil trial Bank Medici AG | Austria | FMA · England & Wales High Court | 11 December 2008 | 2 August 2013 | Civil claim dismissed — licence withdrawn |
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Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
Enhanced due diligence controls, names to screen, entities to watchlist.
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
Right of reply and corrections policy for this disclosure.