Subject · AML controls
5 case files in the register fall under aml controls. Each entry links to the court, prosecutor or supervisory source that established it.
Records in which a supervisor or court examined anti-money-laundering controls: customer due diligence, transaction monitoring, correspondent relationships and the escalation of suspicious activity.
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| DK-2018-01 | Danske Bank Estonia branch: internal disclosure, Danish FSA orders and a later US resolution Danske Bank A/S | Denmark | Finanstilsynet (Danish FSA) | 3 May 2018 | 13 December 2022 | Concluded — resolved 2022 |
| NL-2018-01 | ING agrees a EUR 775m settlement with the Dutch Public Prosecution Service ING Groep N.V. | Netherlands | Openbaar Ministerie (Dutch Public Prosecution Service) | 4 September 2018 | 4 September 2018 | Concluded — settlement |
| NL-2021-01 | ABN AMRO accepts a EUR 480m settlement over anti-money-laundering failings ABN AMRO Bank N.V. | Netherlands | Openbaar Ministerie (Dutch Public Prosecution Service) | 19 April 2021 | 19 April 2021 | Concluded — settlement |
| DE-2021-02 | BaFin extends the special monitor appointed over Deutsche Bank's anti-money-laundering controls Deutsche Bank AG | Germany | BaFin | 21 September 2018 | 24 March 2022 | Special monitor extended |
| NL-2022-01 | Dutch prosecutor investigates Rabobank over anti-money-laundering compliance after a central bank order Coöperatieve Rabobank U.A. | Netherlands | De Nederlandsche Bank / Openbaar Ministerie | 21 December 2021 | 31 December 2024 | Investigation reported ongoing |
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Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
Enhanced due diligence controls, names to screen, entities to watchlist.
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
Right of reply and corrections policy for this disclosure.