Subject · Aml governance
2 case files in the register fall under aml governance. Each entry links to the court, prosecutor or supervisory source that established it.
Records in the register grouped under aml governance, each linked to the court, prosecutor or supervisory source that established it.
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| SE-2020-01 | Finansinspektionen issues a SEK 4 billion administrative fine over Baltic anti-money-laundering deficiencies Swedbank AB | Sweden | Finansinspektionen | 19 March 2020 | 19 March 2020 | Sanction decision issued |
| SE-2020-02 | Finansinspektionen issues a remark and a SEK 1 billion fine over Baltic money-laundering governance Skandinaviska Enskilda Banken AB (SEB) | Sweden | Finansinspektionen | 25 June 2020 | 25 June 2020 | Sanction decision issued |
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Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
Enhanced due diligence controls, names to screen, entities to watchlist.
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
Right of reply and corrections policy for this disclosure.