Subject · Breach of trust
3 case files in the register fall under breach of trust. Each entry links to the court, prosecutor or supervisory source that established it.
Records concerning breach-of-trust findings against directors and officers in connection with bank losses and resolutions.
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| AT-2008-01 | BAWAG: Caribbean speculative losses and the Vienna judgment BAWAG P.S.K. | Austria | Vienna Regional Court · FMA | 1 March 2006 | 4 July 2008 | Concluded — conviction upheld |
| AT-2009-01 | Hypo Alpe-Adria: emergency nationalisation and the Austrian proceedings Hypo Alpe-Adria-Bank International AG | Austria | FMA · Austrian criminal courts | 14 December 2009 | 1 March 2016 | Concluded — bank wound down |
| IS-2008-03 | Glitnir: lending decisions taken in the weeks before the 2008 collapse Glitnir Bank hf. | Iceland | Office of the Special Prosecutor | 29 September 2008 | 1 June 2016 | Concluded — appellate review recorded |
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Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
Enhanced due diligence controls, names to screen, entities to watchlist.
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
Right of reply and corrections policy for this disclosure.