Subject · Investor disclosure
5 case files in the register fall under investor disclosure. Each entry links to the court, prosecutor or supervisory source that established it.
Records concerning what investors were told at the point of issue, placement or listing, and what the underlying documents showed.
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| SE-2024-01 | Swedish appeals court convicts a former bank chief executive over statements on Estonian money laundering Swedbank AB — former chief executive | Sweden | Svea Court of Appeal · Swedish Economic Crime Authority | 20 February 2019 | 30 January 2023 | Convicted on appeal — further appeal reported |
| ES-2020-01 | Audiencia Nacional acquits former Bankia officers over the 2011 stock market listing Bankia S.A. | Spain | Audiencia Nacional | 20 July 2011 | 29 September 2020 | Acquitted |
| PT-2014-01 | Banco Espírito Santo resolved by the Bank of Portugal; the criminal trial continues in Lisbon Banco Espírito Santo S.A. (resolved) | Portugal | Banco de Portugal / Lisbon criminal court | 3 August 2014 | 24 October 2024 | Trial in progress |
| AT-2009-02 | Meinl European Land: certificate buy-backs and the Vienna investigation Meinl Bank AG · Meinl European Land | Austria | Vienna public prosecutor · FMA | 1 August 2007 | 1 November 2021 | Investigation closed against principal |
| IT-2017-01 | Veneto banks: financed share placements and the 2017 wind-up Banca Popolare di Vicenza · Veneto Banca | Italy | Banca d'Italia · European Central Bank · CONSOB | 1 April 2015 | 25 June 2017 | Concluded — banks wound up |
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Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
Enhanced due diligence controls, names to screen, entities to watchlist.
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
Right of reply and corrections policy for this disclosure.