Subject · Monitoring
2 case files in the register fall under monitoring. Each entry links to the court, prosecutor or supervisory source that established it.
Records in the register grouped under monitoring, each linked to the court, prosecutor or supervisory source that established it.
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| DK-2024-04 | Danish FSA inspection of AML controls at Saxo Bank Saxo Bank A/S | Denmark | Finanstilsynet | 1 September 2023 | 1 September 2023 | Inspection report published |
| NO-2022-01 | Norwegian supervisor fines the country's largest bank over anti-money-laundering breaches DNB Bank ASA | Norway | Finanstilsynet (Norway) | 4 May 2021 | 4 May 2021 | Administrative fine imposed |
Continue through the register
Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
Enhanced due diligence controls, names to screen, entities to watchlist.
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
Right of reply and corrections policy for this disclosure.