Subject · Tax
2 case files in the register fall under tax. Each entry links to the court, prosecutor or supervisory source that established it.
Records concerning tax-driven structures, including dividend-arbitrage and cross-border solicitation proceedings.
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| DE-2020-02 | Bonn Regional Court convicts in the first cum-ex trial; the Federal Court of Justice upholds the finding Cum-ex dividend trading — multiple institutions | Germany | Bonn Regional Court / Federal Court of Justice | 18 March 2020 | 28 July 2021 | Convictions upheld |
| FR-2019-01 | Paris court convicts UBS over cross-border client solicitation; higher courts revise the penalty UBS AG / UBS France | France | Tribunal correctionnel de Paris / Cour de cassation | 20 February 2019 | 15 November 2023 | Conviction confirmed; penalty reassessed |
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Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
Enhanced due diligence controls, names to screen, entities to watchlist.
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
Right of reply and corrections policy for this disclosure.