Subject · Transaction monitoring
3 case files in the register fall under transaction monitoring. Each entry links to the court, prosecutor or supervisory source that established it.
Records concerning the detection and escalation of suspicious transactions, including monitoring systems that failed to generate or act on alerts.
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| FI-2026-01 | Disclosure on alert handling in cross-border correspondent flows Finnish credit institution (entity not named pending review) | Finland | Finanssivalvonta (review requested) | 8 January 2026 | 8 January 2026 | Open disclosure |
| DK-2024-03 | Danish police charge Nordea over 2012–2015 anti-money-laundering compliance Nordea Bank Abp | Denmark | Danish Special Crime Unit (NSK) | 4 June 2019 | 13 May 2022 | Charges filed — proceedings pending |
| NL-2021-01 | ABN AMRO accepts a EUR 480m settlement over anti-money-laundering failings ABN AMRO Bank N.V. | Netherlands | Openbaar Ministerie (Dutch Public Prosecution Service) | 19 April 2021 | 19 April 2021 | Concluded — settlement |
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Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
Enhanced due diligence controls, names to screen, entities to watchlist.
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
Right of reply and corrections policy for this disclosure.