Year · 2021

Financial conduct records — 2021

5 documented case files in the register were first recorded in 2021. Each entry links to the court, prosecutor or supervisory source that established it.

Case files in this group

Ref.MatterJurisdictionAuthorityAroseLast decisionStatus
FI-2021-01FIN-FSA imposes a EUR 1.65 million penalty payment over omissions in detecting suspicious transactions

S-Bank Plc

FinlandFinanssivalvonta (FIN-FSA)1 September 20241 September 2024Penalty payment imposed
DE-2021-01BaFin closes Greensill Bank and files a criminal complaint over its balance sheet

Greensill Bank AG (Bremen)

GermanyBaFin3 March 202116 March 2021Moratorium, then insolvency
NL-2021-01ABN AMRO accepts a EUR 480m settlement over anti-money-laundering failings

ABN AMRO Bank N.V.

NetherlandsOpenbaar Ministerie (Dutch Public Prosecution Service)19 April 202119 April 2021Concluded — settlement
IT-2021-01Venice court rules on the collapse of Banca Popolare di Vicenza and its shareholder losses

Banca Popolare di Vicenza S.p.A. (liquidated)

ItalyCourt of Venice25 June 201717 March 2021First-instance judgment
DE-2021-02BaFin extends the special monitor appointed over Deutsche Bank's anti-money-laundering controls

Deutsche Bank AG

GermanyBaFin21 September 201824 March 2022Special monitor extended

Continue through the register