Year · 2024

Financial conduct records — 2024

8 documented case files in the register were first recorded in 2024. Each entry links to the court, prosecutor or supervisory source that established it.

Case files in this group

Ref.MatterJurisdictionAuthorityAroseLast decisionStatus
CH-2024-03FINMA finds AML obligations breached in two PEP relationships

HSBC Private Bank (Suisse) SA

SwitzerlandFINMA16 March 202116 March 2021Enforcement proceedings concluded
CH-2024-04FINMA finds anti-money-laundering obligations seriously breached

Mirabaud & Cie SA

SwitzerlandFINMA14 May 202414 May 2024Enforcement proceedings concluded
CH-2024-05FINMA publishes findings on breaches of money-laundering regulations

Banque Audi (Suisse) SA

SwitzerlandFINMA1 June 20231 June 2023Enforcement proceedings concluded
DK-2024-02Danish FSA inspection of correspondent banking controls

Nordea Danmark, branch of Nordea Bank Abp

DenmarkFinanstilsynet1 June 20241 June 2024Inspection report published
DK-2024-03Danish police charge Nordea over 2012–2015 anti-money-laundering compliance

Nordea Bank Abp

DenmarkDanish Special Crime Unit (NSK)4 June 201913 May 2022Charges filed — proceedings pending
DK-2024-04Danish FSA inspection of AML controls at Saxo Bank

Saxo Bank A/S

DenmarkFinanstilsynet1 September 20231 September 2023Inspection report published
DK-2024-05Danish FSA inspection of customer due diligence and respondent monitoring

Nykredit Bank A/S

DenmarkFinanstilsynet1 March 20241 March 2024Inspection report published
SE-2024-01Swedish appeals court convicts a former bank chief executive over statements on Estonian money laundering

Swedbank AB — former chief executive

SwedenSvea Court of Appeal · Swedish Economic Crime Authority20 February 201930 January 2023Convicted on appeal — further appeal reported

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