NorwayLed DNB during the period covered by Panama Papers scrutiny of its Luxembourg unit
Jurisdiction · Norway
Financial conduct records — Norway
3 documented case files are recorded in Norway. Every entry summarises material already published by a court, prosecutor, regulator or established news organisation, and links to that source.
Norwegian records are supervised by Finanstilsynet, which licenses and may revoke the licences of investment firms operating in the Nordic high-yield market.
Case files in this group
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| NO-2026-01 | Disclosure on valuation of illiquid holdings in an open-ended fund Norwegian fund manager (entity not named pending review) | Norway | Finanstilsynet Norway (review requested) | 27 November 2025 | 27 November 2025 | Open disclosure |
| NO-2022-01 | Norwegian supervisor fines the country's largest bank over anti-money-laundering breaches DNB Bank ASA | Norway | Finanstilsynet (Norway) | 4 May 2021 | 4 May 2021 | Administrative fine imposed |
| NO-2020-01 | Norwegian supervisor withdraws the licence of a Nordic high-yield bond distributor JOOL Markets AS | Norway | Finanstilsynet (Norway) | 1 November 2023 | 1 November 2023 | Licence withdrawn |
Individuals recorded in this group
NorwayThe complete index is on the named persons page.
Continue through the register
- Case index: whistleblower and enforcement records in the Nordics and Europe
Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
- Named persons: Nordic court records, disclosers and open disclosures
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
- VINGA Group, VINGA Securities and VINGA Corporate Finance AB explained
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
- JOOL to VINGA: licence revocation, bankruptcy and the rebrand
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
- KYC and AML mandate for compliance desks
Enhanced due diligence controls, names to screen, entities to watchlist.
- Ten compliance red flags and the regulators that can act
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
- Legal notice, right of reply and corrections policy
Right of reply and corrections policy for this disclosure.