By country · European Union · Nordics · Switzerland
Browse the register by the country in which the conduct was recorded. Each page collects the court judgments, regulator decisions, supervisory inspections and protected disclosures recorded in that jurisdiction, together with the individuals appearing in them.
7 case files · 5 individuals
Danish records are supervised by Finanstilsynet (the Danish FSA) and prosecuted by the Special Crime Unit (NSK), with anti-money-laundering obligations set by the Danish AML Act implementing the EU directives.
4 case files · 5 individuals
Swedish records are supervised by Finansinspektionen and prosecuted by the Swedish Economic Crime Authority (Ekobrottsmyndigheten), with appeals heard by the Svea Court of Appeal.
3 case files · 1 individual
Norwegian records are supervised by Finanstilsynet, which licenses and may revoke the licences of investment firms operating in the Nordic high-yield market.
3 case files · 1 individual
Finnish records are supervised by Finanssivalvonta (FIN-FSA) under the Finnish Act on Detecting and Preventing Money Laundering.
4 case files · 9 individuals
Icelandic records arise largely from the Office of the Special Prosecutor established after the 2008 banking collapse, with judgments handed down by the Supreme Court of Iceland.
6 case files · 10 individuals
Swiss records are supervised by FINMA under FINMASA and FinSA/FIDLEG, with criminal matters handled by the Office of the Attorney General of Switzerland.
4 case files · 3 individuals
German records are supervised by BaFin and prosecuted by regional public prosecutors, with trials before the regional courts (Landgerichte) and review by the Federal Court of Justice.
4 case files · 1 individual
Dutch records are supervised by De Nederlandsche Bank and the AFM, with criminal settlements concluded by the Openbaar Ministerie.
2 case files · 5 individuals
French records involve the ACPR sanctions commission and the AMF, with criminal matters heard by the Tribunal correctionnel de Paris and reviewed by the Cour de cassation.
2 case files · 2 individuals
Spanish records are heard by the Audiencia Nacional, with banking supervision shared between the Banco de España, the ECB and the Single Resolution Board.
5 case files · 4 individuals
Italian records involve Banca d'Italia and CONSOB supervision, with criminal proceedings before the tribunals of Milan, Parma and Venice.
1 case file · 1 individual
Portuguese records involve Banco de Portugal supervision and criminal proceedings before the Lisbon courts.
1 case file · 1 individual
Latvian records involve the FCMC (now Latvijas Banka), the ECB and the Single Resolution Board following the withdrawal of banking licences.
1 case file · 0 individuals
Maltese records involve the Malta Financial Services Authority and the ECB, which withdrew authorisations following supervisory findings.
4 case files · 4 individuals
Austrian records involve FMA supervision and criminal proceedings before the Vienna Regional Court.
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Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
Enhanced due diligence controls, names to screen, entities to watchlist.
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
Right of reply and corrections policy for this disclosure.