SwitzerlandNamed in an open protected disclosure
Jurisdiction · Switzerland
Financial conduct records — Switzerland
6 documented case files are recorded in Switzerland. Every entry summarises material already published by a court, prosecutor, regulator or established news organisation, and links to that source.
Swiss records are supervised by FINMA under FINMASA and FinSA/FIDLEG, with criminal matters handled by the Office of the Attorney General of Switzerland.
Case files in this group
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| CH-2025-01 | Loans to Mozambican state-owned companies: Swiss federal indictment Credit Suisse SA (former) | Switzerland | Office of the Attorney General of Switzerland | 1 March 2013 | 19 October 2021 | Indictment filed — proceedings pending |
| CH-2026-02 | Protected disclosure concerning VINGA Corporate Finance and VINGA Securities VINGA Corporate Finance AB · VINGA Securities AG (ex-JOOL) | Switzerland | FINMA · Finansinspektionen · Finanstilsynet (review requested) | 1 February 2026 | 1 February 2026 | Open disclosure |
| CH-2026-03 | Disclosure on retrocession disclosure to discretionary mandate clients Swiss external asset manager (entity not named pending review) | Switzerland | FINMA (review requested) | 20 February 2026 | 20 February 2026 | Open disclosure |
| CH-2024-03 | FINMA finds AML obligations breached in two PEP relationships HSBC Private Bank (Suisse) SA | Switzerland | FINMA | 16 March 2021 | 16 March 2021 | Enforcement proceedings concluded |
| CH-2024-04 | FINMA finds anti-money-laundering obligations seriously breached Mirabaud & Cie SA | Switzerland | FINMA | 14 May 2024 | 14 May 2024 | Enforcement proceedings concluded |
| CH-2024-05 | FINMA publishes findings on breaches of money-laundering regulations Banque Audi (Suisse) SA | Switzerland | FINMA | 1 June 2023 | 1 June 2023 | Enforcement proceedings concluded |
Individuals recorded in this group
Switzerland
SwitzerlandSupplied the Swiss account data behind the SwissLeaks disclosures; convicted in absentia in Switzerland for industrial espionage, 2015
SwitzerlandDisclosed offshore client data to journalists and WikiLeaks; Swiss banking-secrecy convictions were largely overturned by the Federal Supreme Court in 2016
SwitzerlandWegelin & Co., Switzerland's oldest private bank, was indicted in the United States in 2012 and wound down after pleading guilty in 2013
SwitzerlandConvicted by a Geneva court in 2021 of corruption of foreign public officials; conviction reviewed on appeal
SwitzerlandResigned in 2020 after the bank's board inquiry into the surveillance of executives; FINMA's 2021 findings recorded no personal knowledge on his part
SwitzerlandConvicted at first instance by the Zurich District Court in 2022; the judgment was set aside on appeal and the case returned for retrial
SwitzerlandNamed in an open protected disclosure
SwitzerlandLed Julius Baer during the period covered by FINMA's 2020 enforcement finding on anti-money-laundering controls
SwitzerlandNamed in an open protected disclosure
The complete index is on the named persons page.
Continue through the register
- Case index: whistleblower and enforcement records in the Nordics and Europe
Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
- Named persons: Nordic court records, disclosers and open disclosures
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
- VINGA Group, VINGA Securities and VINGA Corporate Finance AB explained
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
- JOOL to VINGA: licence revocation, bankruptcy and the rebrand
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
- KYC and AML mandate for compliance desks
Enhanced due diligence controls, names to screen, entities to watchlist.
- Ten compliance red flags and the regulators that can act
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
- Legal notice, right of reply and corrections policy
Right of reply and corrections policy for this disclosure.