Year · 2026
8 documented case files in the register were first recorded in 2026. Each entry links to the court, prosecutor or supervisory source that established it.
| Ref. | Matter | Jurisdiction | Authority | Arose | Last decision | Status |
|---|---|---|---|---|---|---|
| DK-2026-01 | Joint Nordic inspection of the Danske Bank group compliance function Danske Bank A/S — Group Compliance | Denmark | Finanstilsynet, with the Norwegian and Swedish authorities | 1 February 2025 | 27 April 2026 | Inspection report published |
| CH-2026-02 | Protected disclosure concerning VINGA Corporate Finance and VINGA Securities VINGA Corporate Finance AB · VINGA Securities AG (ex-JOOL) | Switzerland | FINMA · Finansinspektionen · Finanstilsynet (review requested) | 1 February 2026 | 1 February 2026 | Open disclosure |
| SE-2026-01 | Disclosure on documentation of security packages in retail-distributed bond placements Swedish high-yield bond arranger (entity not named pending review) | Sweden | Finansinspektionen (review requested) | 19 January 2026 | 19 January 2026 | Open disclosure |
| DK-2026-01 | Disclosure on customer due diligence in high-volume merchant onboarding Danish payments institution (entity not named pending review) | Denmark | Finanstilsynet (review requested) | 11 February 2026 | 11 February 2026 | Open disclosure |
| NO-2026-01 | Disclosure on valuation of illiquid holdings in an open-ended fund Norwegian fund manager (entity not named pending review) | Norway | Finanstilsynet Norway (review requested) | 27 November 2025 | 27 November 2025 | Open disclosure |
| FI-2026-01 | Disclosure on alert handling in cross-border correspondent flows Finnish credit institution (entity not named pending review) | Finland | Finanssivalvonta (review requested) | 8 January 2026 | 8 January 2026 | Open disclosure |
| CH-2026-03 | Disclosure on retrocession disclosure to discretionary mandate clients Swiss external asset manager (entity not named pending review) | Switzerland | FINMA (review requested) | 20 February 2026 | 20 February 2026 | Open disclosure |
| NL-2026-01 | Disclosure on beneficial ownership records held for layered corporate clients Dutch trust services provider (entity not named pending review) | Netherlands | De Nederlandsche Bank (review requested) | 15 December 2025 | 15 December 2025 | Open disclosure |
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Finanstilsynet inspections, FINMA enforcement decisions, federal proceedings and protected disclosures, each linked to its source.
Individuals recorded in Swedish, Icelandic, Danish and Swiss case files, each linked to its source.
Divisions, offices in Stockholm, Gothenburg, Geneva and Zurich, and the VINGA Corporate Bond fund.
Finanstilsynet revocation, issuer bankruptcy, prison sentence, Navigo Invest AB.
Enhanced due diligence controls, names to screen, entities to watchlist.
FINMA, Finansinspektionen, Finanstilsynet and the EU whistleblower channels.
Right of reply and corrections policy for this disclosure.